This report represents a snapshot of how internal audit functions in financial services institutions have changed since the introduction of the IIA Financial Services Code in 2013
Overview of retail credit risk and key audit considerations.
Internal audit’s role in retrospective reviews where the organisation has experienced adverse events.
Key points to consider when completing risk assessments including determining how to segment their audit universe and when considering coverage of the audit universe through the audit plan.
How to develop a risk-based internal audit plan that is holistic and reflects the business and its operating environment.
Get an update on the regulatory and governance regime under the European Solvency II Directive.
How the role and focus of internal audit will change under the under the European Solvency II Directive.
Overview of wholesale credit risk and key audit considerations.
Financial services internal audit planning checklist.
Key interpretations of the public sector internal audit standards (PSIAS), launched in April 2013.
